Job Title: Executive / Officer – AIF Compliance
Department: Compliance
Experience: Minimum 1 year in Compliance / Legal / AIF Operations
Qualification: Company Secretary (CS) – Mandatory
Job Summary:
We are seeking a detail-oriented and proactive professional to join our Compliance team to support Alternative Investment Fund (AIF) compliance activities. The role involves ensuring adherence to SEBI regulations, monitoring internal controls, and supporting compliance reporting and documentation for AIF operations.
Key Responsibilities:
- Assist in ensuring compliance with SEBI (AIF) Regulations, 2012 and other applicable laws.
- Review and maintain statutory records, registers, and filings related to AIFs.
- Prepare, verify, and submit periodic reports and returns to SEBI and trustees.
- Support in compliance reviews of fund documents, offering memorandums, and investment agreements.
- Monitor investment limits, investor eligibility, and related party transactions.
- Liaise with internal departments (legal, operations, finance) to ensure end-to-end compliance coverage.
- Maintain proper documentation and assist in internal and external audits.
- Keep updated with regulatory developments and assist in implementing new compliance requirements.
Skills & Competencies:
- Good understanding of SEBI AIF Regulations and related circulars.
- Strong knowledge of company law and securities law.
- Excellent drafting and communication skills.
- Detail-oriented with strong analytical and organizational abilities.
- Proficiency in MS Office (Word, Excel, PowerPoint).
Preferred Profile:
- Qualified Company Secretary (CS) with at least 1 year of experience in compliance within an AMC, AIF, or financial services setup.
- Exposure to AIF operations or fund documentation will be an advantage.